Court of Justice of the European Union
LB and others v College van burgemeester en wethouders van de gemeente Echt-Susteren (Sebava BV intervening)
(Case C-826/18)
EU:C:2021:7
2020 Jan 30, July 2, 2021 Jan 14
President of Chamber J-C Bonichot (Rapporteur),
Judges L Bay Larsen, C Toader, M Safjan, N Jääskinen
Advocate General M Bobek
EnvironmentPublic participation in decision-makingPublic access to justiceNetherlands local authority granting environmental permit for building for intensive rearing of large number of pigs without making environmental impact assessmentApplicants, consisting of natural person and environmental associations, bringing action for annulment of permitNetherlands national law limiting access to justice to challenge environmental decisions solely to interested parties who had participated in procedure leading to decisionWhether provisions of international Convention precluding national law Aarhus Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters (1998), art 9

The intervening party, a Dutch pig farming operation, submitted an application for an environmental permit for the building of a new pig pen as part of the preparatory procedure provided by Netherlands environmental law. Since the proposed building was “for the intensive rearing of pigs with more than 750 places”, article 6(1) of the Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters (1998) (“the Aarhus Convention”), read in conjunction with point 15 of Annex I thereto, applied. Those provisions required the parties to the Convention, which included the EU member states and the UK, to give certain rights to information to the “public concerned” by such projects. Under the Netherlands law, everyone had the right to participate in a public participation procedure leading to the adoption of a decision concerning an environmental activity. However, access to a court to challenge any final decision issued within that procedure was subject to two cumulative conditions: the person had to be an “interested party”, and that person had to have participated in the procedure by submitting its observations concerning the draft decision, unless that person could not reasonably be criticised for not having done so. The defendant local authority decided that an environmental impact assessment report was not necessary for the pig pen and subsequently granted the permit. The applicants, a natural person and three Netherlands animal rights associations, applied to a Netherlands court for the annulment of that permit. The court took the view that the first applicant’s claim should be rejected on the ground that she was not an “interested party” for the purposes of Netherlands law, and that she did not submit any observations against the project during the preparatory procedure. The court questioned the compatibility of the national law with the Aarhus Convention. In particular, the court questioned whether article 9(2), which obliged the parties to the Convention to ensure that the “public concerned” had access to review procedures to challenge the legality of any act that was subject to article 6, applied to the first applicant. The “public concerned” was defined in article 2(5) as the public affected or likely to be affected by, or having an interest in, the environmental decision-making procedure. Article 9(3) provided for a more limited regime of access to justice for members of the “public” in general. Further, the court took the view that although the three applicant associations were “interested parties” within the meaning of national law, their claims should be dismissed on the ground that they did not intervene in the preparatory procedure, questioning whether that condition complied with article 9(2). The court, accordingly, stayed the proceedings and referred to the Court of Justice of the European Union for a preliminary ruling a number of questions on the interpretation of article 9 of the Convention.

On the reference—

Held, (1) the purpose of article 9(2) of the Aarhus Convention was not to confer a right to bring an action against decisions or acts which fell within the scope of article 6 on the “public” in general, as referred to in article 2(4), but only to members of the “public concerned” who met certain conditions. Further, the provisions on the right to information under article 6 were intended solely to set out the specific conditions of the participation procedure, and not to define the scope of the right of the public to participate. Accordingly, subject to findings of fact to be made by the referring court, a person such as the first applicant, who was not part of the “public concerned” within the meaning of the Convention, could not rely on an infringement of article 9(2) on the ground that she did not have access to justice. However, the access to justice of such a person would be subject to a different regime if a member state’s national law granted the public a more extensive right to participate in the decision-making procedure. In that case, legal actions brought under those measures would fall within the scope of article 9(3) of the Convention. It followed from the review procedures referred to in article 9(3) which could be subject to “criteria”, that member states could establish conditions that had to be satisfied in order to be able to pursue such review procedures. Accordingly, article 9(3) of the Aarhus Convention did not permit parties to the Convention to deny members of the public access to justice for the purposes of relying on more extensive rights to participate in the decision-making procedure which could be conferred on them solely by the national environmental law of a member state (judgment paras 36, 42, 45–49, 51, 52, operative part, para 1).

Protect Natur-Arten-und Landschaftsschutz Umweltorganisation v Bezirkshauptmannschaft Gmünd (Case C-664/15) EU:C:2017:987, ECJ applied.

Members of the “public concerned” within the meaning of the Aarhus Convention had to be able to bring a legal action against the acts referred to in article 9(2), whatever role they might have played in the examination of the application. The parties to the Convention could not, therefore, make such an action inadmissible on the ground that the applicant had participated in the decision-making procedure of the contested decision and was able to put forward his or her point of view on that occasion. Since participation in an environmental decision-making procedure under the conditions laid down in the Convention was separate from the exercise of a legal review and had a different purpose, such participation had no effect on the conditions for access to that review. Further, under article 9(2), non-governmental organisations which satisfied the conditions set out in article 2(5) were to be regarded as having either a sufficient interest or rights capable of being impaired. The objective of ensuring “wide access to justice” provided for by article 9(2) would not be satisfied by legislation which made the admissibility of an action brought by a non-governmental organisation conditional on the role it might or might not have played during the participatory phase of the decision-making procedure, even though that phase did not have the same purpose as the exercise of judicial proceedings. It followed that article 9(2) of the Aarhus Convention precluded the admissibility of the judicial proceedings to which it referred, brought by non-governmental organisations which were part of the “public concerned” referred to in article 2(5), from being made subject to their participation in the decision-making procedure which led to the adoption of the contested decision. The fact that, under the national law in issue, that condition would not apply where those organisations could not reasonably be criticised for not having participated in that procedure, did not justify a different solution. The solution would, however, be different if those proceedings were brought by a member of the “public” on the basis of more extensive rights to participate, conferred solely by the national environmental law of a member state, in which case it would be necessary to apply article 9(3) of the Aarhus Convention, which provided a more flexible framework. Since, according to previous authority of the Court of Justice, article 9(3) did not preclude the admissibility of the actions to which it referred from being made subject to the condition that the applicant had submitted her objections in good time, such a condition could be justified in accordance with article 52(1) of the Charter of Fundamental Rights of the European Union, to the extent that it was provided for by law, respected the essence of that law, was necessary, subject to the principle of proportionality, and it met objectives of the public interest or the need to protect the rights and freedoms of others. It was apparent that those conditions were satisfied in the present case (judgment paras 55–59, 60–65, 69, operative part, para 2).

Djurgården-Lilla Värtans Miljöskyddsförening v Stockholms kommun genom dess marknämnd (Case C-263/08) EU:C:2009:631; [2009] ECR I-9967, ECJ applied.

Protect Natur-Arten-und Landschaftsschutz Umweltorganisation v Bezirkshauptmannschaft Gmünd (Case C-664/15) EU:C:2017:987, ECJ considered.

A Hanssen for the first applicant.

MH Middelkamp for the second to fourth applicants.

LMC Cloodt for the defendant local authority.

MAM de Ree, M Bulterman, CS Schillemans and JM Hoogveld, agents, for the Netherlands Government.

J Nymann-Lindegren, MS Wolff and PZL Ngo, agents, for the Danish Government.

N Butler SC and C Hogan (instructed by the Chief State Solicitor) for Ireland.

H Eklinder, C Meyer-Seitz, H Shev, J Lundberg and A Falk, agents, for the Swedish Government.

G Gattinara, M Noll-Ehlers and L Haasbeek, agents, for the European Commission.

Geraldine Fainer, Barrister

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